Benedict (Baruch) Spinoza (1632- 1677)

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Life

Benedict (Baruch) Spinoza (1632-1677) was the son of a Jewish merchant from Amsterdam. His father and grandfather were originally Spanish crypto-Jews -- that is, Jews who were forced to adopt Christianity in post-Islamic Spain, but secretly remained Jewish. He was educated in traditional Jewish Curriculum. His father died when he was 21, after which he was embroiled in a lawsuit with his stepsister over his father's estate. Spinoza won the suit, but nevertheless handed virtually all of it over to his stepsister. Shortly after, Spinoza's budding theological speculations prompted conflict with Jewish leaders. Spinoza publicly contended that the scriptures do not maintain that God has no body, that angels exist, or that the soul is immortal. After failed attempts to silence him, he was excommunicated in 1656. For a time Spinoza was associated with a former Jesuit who ran a school for children. Spinoza used this as an opportunity to further his own education and to supplement his income by teaching in the school. At this time he also learned the trade of lens grinding for glasses and telescopes.

In his late twenties, he supervised a discussion group on philosophical and theological issues. As his own ideas developed, he went on retreat from Amsterdam for three years to formulate them in writing. At a cottage in Rijnsburg, he wrote A Short Treatise on God, Man and his Well-Being, and On the Improvement of the Understanding. He also composed a geometric version of Descartes' Principles of Philosophy, which friends encouraged him to publish. Part of the purpose of the work was to pave the way for publishing his own thoughts which were critical of Cartesianism. By producing such a work, he could not be accused later of not understanding Descartes. The work appeared in 1663 and was the only writing of Spinoza's published with his name on it during his life. Further developing his own ideas, over the next two years Spinoza composed his greatest work, The Ethics. In 1663 Spinoza left Rijnsburg and moved near The Hague. Hoping to publish the Ethics, and anticipating controversy, he wrote and published anonymously his Tractatus Thologico-Politicus (1670) which defends the liberty to philosophize in the face of religious or political interference. After a self- initiated and failed diplomatic mission to France, Spinoza and he was forced to give up hopes of publishing the Ethics. He died in 1677 from a lung disease, the result of breathing dust from lens grinding.

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Spinoza's Pantheism and Method in the Ethics

As directed in Spinoza's Will, the Ethics was published posthumously along with some of his other works (1677). The Ethics is about 200 pages in length and in five parts:

    1. Concerning God
    2. The Nature and Origin of the Human Mind
    3. The Nature and Origin of the Emotions
    4. Human Bondage, or the Strength of the Emotions
    5. The Power of the Understanding, or Human Freedom
Its most visibly distinguishing feature is its style of composition modeled after Euclid's geometry. Each of the five parts opens with a brief list of definitions and axioms, and from these a series of propositions (or theorems) are deduced. Spinoza initially composed the first parts of the Ethics in dialog form, but rejected this for the more precise -- and unfortunately more difficult -- geometric method. In general, geometric proofs are designed so that if we accept the definitions and axioms at the outset, and deductions from these are properly made, then we must accept the concluded propositions. However, as Leibniz observed, even though Spinoza's system follows this style, it nevertheless lacks mathematical rigor. Consequently, we must look at the content of Spinoza's complete system and accept or reject it on its own merits, rather than from the success of the various deductions.

In Part One of the Ethics, "Concerning God," after presenting a short list of definitions and axioms, Spinoza deduces 36 propositions which explain the nature of God. The most important of these is Proposition 14, which expresses Spinoza's pantheism: "Besides God, no substance can be granted or conceived." The term "pantheism" (literally all-God) means that God is identical to the universe as a whole. For example my car, my house, and even I myself are all parts of God. Other Western philosophers before Spinoza advocated pantheism, including Xenophanes, Parmenides, Plotinus, and Meister Eckhardt. However, the vast majority of Western philosophers and theologians strongly rejected this view in favor of a transcendent concept of God which holds that God is distinct from his creation. Indeed, some theologians maintained that God has the attribute of separateness thus being completely separate from the rest of the universe, including the physical world and humans. Spinoza's argument for pantheism in Proposition 14 is as follows:

Proposition 5. There cannot exist in the universe two or more substances having the same nature or attribute.
Proposition 11: God (defined as a substance consisting of infinite attributes, of which each expresses eternal and infinite essentiality) necessarily exists.
Therefore, Proposition 14: Besides God, no substance can be granted or conceived.
The intuition behind Spinoza's argument above can be expressed simply. Two separate substances cannot share the same attributes (P 5). God has every actual and possible attribute (P 11). Thus, no other substance can exist. To illustrate Spinoza's point, imagine an infinitely long list of qualities such as "consiousness" and "three-dimensionality." For Spinoza, each attribute on this list can be assigned to only one substance or thing. So, substance 1 might exclusively have the attribute of "consciousness," and substance 2 might exclusively have the attribute of "three- dimensionality." However, God has already been assigned all attributes on the list, and no attributes are left to assign to other substances. Since a substance can't exist if it doesn't have any attributes, then God is the only substance which exists.

As noted, Spinoza opens part one of the Ethics with a list of definitions and axioms. His list of definitions are as follows:

    1. By that which is self-caused, I mean that of which the essence involves existence, or that of which the nature is only conceivable as existent.
    2. A thing is called finite after its kind, when it can be limited by another thing of the same nature; for instance, a body is called finite because we always conceive another greater body. So, also, a thought is limited by another thought, but a body is not limited by thought, nor a thought by body.
    3. By substance, I mean that which is in itself, and is conceived through itself: in other words, that of which a conception can be formed independently of any other conception.
    4. By attribute, I mean that which the intellect perceives as constituting the essence of substance.
    5. By mode, I mean the modifications of substance, or that which exists in, and is conceived through, something other than itself.
    6. By God, I mean a being absolutely infinite -- that is, a substance consisting in infinite attributes, of which each expresses eternal and infinite essentiality. ...
    7. That thing is called free, which exists solely by the necessity of its own nature, and of which the action is determined by itself alone. On the other hand, that thing is necessary, or rather constrained, which is determined by something external to itself to a fixed and definite method of existence or action.
    8. By eternity, I mean existence itself, in so far as it is conceived necessarily to follow solely from the definition of that which is eternal.
Initially, the most important of the definitions below are those of substance, attribute, and mode. Substance, for Spinoza, turns out to be the totality of the universe. An attribute is an all- encompassing property of the universe, such as being three dimensional. Spinoza commentators give various explanations of "attribute" and its relation to "substance." Jonathan Bennett notes that that "An attribute for Spinoza is a basic way of being -- a property which sprawls across everything... [that pertains to that substance]." Edwin Curley notes that for Spinoza the totality of a thing's attributes constitutes its substance. A mode (or modification) is a more confined property of the universe, or how an attribute appears on a smaller level. For example, the shape of a tree is a modification of the universe's larger attribute "three-dimensionality."

Like definitions, axioms are also foundational elements from which propositions are derived. Rather than defining key terms, though, Spinoza's axioms stipulate some foundational fact about the world.

    1. Everything which exists, exists either in itself or in something else.
    2. That which cannot be conceived through anything else must be conceived through itself.
    3. From a given definite cause and effect necessarily follows; and, on the other hand, if no definite cause be granted, it is impossible that an effect can follow.
    4. The knowledge of an effect depends on and involves the knowledge of a cause.
    5. Things which have nothing in common cannot be understood, the one by means of the other; the conception of one does not involve the conception of the other.
    6. A true idea must correspond with its ideate or object.
    7. If a thing can be conceived as non-existing, its essence does not involve existence.

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God is the Only Substance

The first step in Spinoza's argument for pantheism is to prove Proposition 5 that two substances cannot share the same attribute. The only way to distinguish two substances is by noting differences in their attributes or differences in their modes. Suppose, though, that two substances had the same attributes, but different modifications. For example, suppose there were two universes in which both were three-dimensional (i.e. same attribute) but one had trees and the other did not (i.e. differing modes). Spinoza argues that these differences in modification are not relevant. A substance has its own identity before it is modified. That is, the universe is what it is before it has trees or not. Thus, the only properties which truly distinguish one substance from another are broad attributes, not narrow modes. Thus, if two universes have precisely the same attributes, then they are the same universe.

Spinoza's next task is to prove the existence of God (Proposition 11). The central premise in his argument is Proposition 7: existence belongs to the nature of substance. He concedes that readers may have difficulty in comprehending Proposition 7. We see natural objects such as trees come into and go out of existence, and we assume that substances also come into and go out of existence. Spinoza argues that we would not make this confusion if we kept in mind the difference between modes and substances. Modes, such as properties of trees, do indeed come and go out of existence. Spinoza continues noting that we can also conceive of non-existent modes such as the properties of a unicorns. Again, though, we cannot conceive of a non-existent substance. Continuing with background material for his proof of God, Spinoza argues that an absolutely infinite substance has infinite attributes, each of which must be conceived through itself. Having made these points, Spinoza offers his proof for God:

Prop. XI. God, or substance, consisting of infinite attributes, of which each expresses eternal and infinite essentiality, necessarily exists.
Proof. -- If this be denied, conceive, if possible, that God does not exist: then his essence does not involve existence. But this (by Prop. vii.) is absurd. Therefore God necessarily exists. ...
Spinoza's proof is an ontological argument in the style of Anslem's and Descartes'. Like Anselm, Spinoza gives his argument in the form of a reductio ad absurdum:
    1. (a) The idea of God is that of substance with infinite attributes, each of which is eternally and infinitely essential (Def. 6)
    2. (b) Suppose that God does not exist
    3. (c) Then existence is not part of his essence
    4. (d) However, existence belongs to the nature of a substance
    5. (e) Therefore, God exists
More simply, his argument is that God exists since (a) God is a substance, and (b) existence belongs to the nature of a substance. Spinoza continues by giving three additional proofs for God's existence (which will not be explored here). All four proofs are based on the common notion that God's existence necessarily follows from his nature.

Having proved that (a) no two substances can have the same attributes (Proposition 5), and (b) God exists with infinite attributes (Proposition 11), Spinoza proceeds to conclude that God is the only substance (Proposition 14). Again, The proof for this is as follows:

    1. (a) There cannot exist in the universe two or more substances having the same nature or attribute (Proposition 5)
    2. (b) God (defined as a substance consisting of infinite attributes, of which each expresses eternal and infinite essentiality) necessarily exists (Proposition 11)
    3. (c) Therefore, besides God, no substance can be granted or conceived (Proposition 14).
Spinoza continues by making clear that Proposition 14 implies pantheism.

If all things are part of God, then the three-dimensional universe itself is part of God. This means that, in some sense, God has a body. However, Spinoza criticizes those who anthropomorphize the nature of God's body by maintaining that it is finite, and even susceptible to having emotions (given the fact that human emotions are the result of a human body). Spinoza harshly rejects both of these limitations on God's physical nature. However, the vast majority of western philosophers reject the notion that God has a three-dimensional body of any sort. He presents two traditional criticisms of the view that God has a body. First, there are absurdities involved when we consider quantity to be infinite. For example, one foot has twelve times the infinite number of points that one inch does. Second. God is active, and divided matter is passive. The two are thus incompatible. In response, Spinoza argues that the key error in all of these arguments is the assumption that extended substance is composed of parts. Instead, he maintains that the notion of extended substance must be drawn from the more foundational notion of infinite quality, and infinite quality cannot be measured.

In the remainder of Part I of the Ethics, Spinoza derives various properties of God. He summarizes these properties in the opening paragraph of the Appendix to Part I.

Appendix. In the foregoing I have explained the nature and properties of God. I have shown that (1) he necessarily exists, (2) that he is one, (3) that he is, and acts solely by the necessity of his own nature, (4) that he is the free cause of all things, and how he is so, (5) that all things are in God, and so depend on him, that without him they could neither exist nor be conceived, and (6) that all things are predetermined by God, not through his free will or absolute fiat, but from the very nature of God or infinite power. I have further, where occasion offered, taken caret to remove the prejudices which might impede the comprehension of my demonstrations. Yet there still remain misconceptions, not a few which might and may prove very grave hindrances to the understanding of the ordering of things, as I have explained it above. I have therefore thought it worth while to bring these misconceptions before the bar of reason.
The principal misconception about God that Spinoza wants to address in the Appendix is that God acts purposefully and directs events in nature towards a definite goal. For Spinoza, God does not do this.
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God does not Willfully direct the Course of Nature

To make his case that God does not willfully direct the course of nature, he first explains why people think that God acts with a purpose. First, he notes that individual humans do not act freely, but are under the illusion that they do We are ignorant of the true causes of things, but only aware of our own desire to pursue what is useful us. Thus, we think we are free and that all our actions are guided by what is useful to us. Given this tendency to see human behavior as willful and purposeful, we continue by imposing willful purposes on events outside of us. We conclude that God willfully guides external events for our benefit (since we cannot guide it ourselves). Religious superstitions arose as humans found their own ways of worshipping God. Problems of consistency also arose as people insisted that everything in nature is done by God for a purpose. Since natural disasters conflict with the view that God acts with a purpose, we then say that God's judgment transcends human understanding. For Spinoza, mathematics offers a standard of truth which refutes the view that God acts with a purpose.

Spinoza next argues that God does not act from a purpose. He first argues that the concept of a perfect final goal is flawed. For Spinoza, the most perfect of God's acts are those closest to him. Succeeding events further down the chain are more imperfect. Thus if a given chain of events culminated in sunny weather, for example, that would be less perfect than the initial events in the chain. Belief in final causes compromizes God's perfection since it implies that he desires something which he lacks. For Spinoza, the theologian's contention that God willfully directs all natural events amounts to a reduction to ignorance. That is, all natural events trace back to God's will, and we are all ignorant of God's will. Theologians insist on this path of ignorance since it preserves their authority

Finally, Spinoza maintains that belief in God's willful guidance of nature gives rise to an erroneous notion of value judgments, such as goodness, order, and beauty. These values are presumed to be objective abstract notions imposed on nature by God for our benefit. For example, objective foundation of goodness is that which is conducive to the worship of God. However, Spinoza contends that all of these value judgments in fact arise out of our own human construction and human preferences. For example, things are well-ordered when they require little imagination and are easily remembered. He sees that this is also the case with beauty, fragrance, and harmony. The variety of controversies we have on these topics arise from our differing human constructions. Why is it, we may ask, that God created us in such a way that values are based on human construction, rather than reason? Spinoza's answer is that God figure out an alternative way and had the material to do it